Investment management is the professional management of various assets to meet specified investment goals for the benefit of investors. Investment management has always been a specialty of Spielberger & Brooks as Mark Spielberger was once an asset manager in the current private bank of JP Morgan Chase. At Spielberger & Brooks we employ an asset allocation approach using “modern portfolio theory” to define an optimal mix of assets to meet each client’s investment objectives. We consider ourselves to be “fund of funds” managers. We select and monitor Exchange Traded Funds (ETF’s) on the basis of prior historical risk adjusted performance and advise on purchases and sales to add value, further to client’s defined investment objectives. In addition to our “fund of funds” management style we also invest in but are not limited to the following types of investments:

  • Individual Equities
  • Municipal/Corporate Bonds
  • Options
  • Structured Products offered through Goldman Sachs, UBS, and JP Morgan Chase
  • Fixed Income Mutual Funds